← OCC enforcement actions
OCC CMP action 2020-011
Individual · U.S. Bank National Association · 2020-03-05 · $50K penalty
Action
- Document number
2020-011- Docket number
AA-EC-2019-94- Type
- CMP — Civil Money Penalty (CMP)
- Respondent type
- Individual
- Action date
- 2020-03-05
- Civil money penalty
- $50K
Respondent
- Bank
- U.S. Bank National Association
- Individual
- Michael S. LaFontaine
- Charter number
24- Location
- Cincinnati, OHIO
Subjects
BSA Officer|BSA Program Violation / 12 CFR 21.21|BSA Violation Cited|BSA/AML|SAR/CTR Monitoring/Filing Issue
Source
- Authoritative
- OCC enforcement order PDF
- Portal
- OCC EASearch
- Machine
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