← OCC enforcement actions
OCC C&D action 2020-041
Individual · City National Bank of New Jersey · 2020-08-27
Action
- Document number
2020-041- Docket number
AA-EC-2020-23- Type
- C&D — Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)
- Respondent type
- Individual
- Action date
- 2020-08-27
Respondent
- Bank
- City National Bank of New Jersey
- Individual
- Ridhima Ahluwalia
- Charter number
16142- Location
- Newark, NEW JERSEY
Subjects
BSA Program Violation / 12 CFR 21.21|BSA Risk Assessment|BSA SAR Violation / 12 CFR 21.11 or 163.180|BSA Violation Cited|BSA/AML|Enterprise Governance / Internal Controls / General Risk Management|SAR/CTR Monitoring/Filing Issue
Source
- Authoritative
- OCC enforcement order PDF
- Portal
- OCC EASearch
- Machine
- JSON-LD · Markdown