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OCC C&D action 2020-043

Individual · City National Bank of New Jersey · 2020-08-27

Action

Document number
2020-043
Docket number
AA-EC-2020-21
Type
C&D — Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)
Respondent type
Individual
Action date
2020-08-27

Respondent

Bank
City National Bank of New Jersey
Individual
Karen Highsmith
Charter number
16142
Location
Newark, NEW JERSEY

Subjects

Breach of Fiduciary Duty|BSA Program Violation / 12 CFR 21.21|BSA SAR Violation / 12 CFR 21.11 or 163.180|BSA Violation Cited|BSA/AML|Customer/Enhanced Due Diligence (CDD/EDD)|SAR/CTR Monitoring/Filing Issue

Source

Authoritative
OCC enforcement order PDF
Portal
OCC EASearch
Machine
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