← OCC enforcement actions
OCC CMP action 2020-047
Individual · City National Bank of New Jersey · 2020-08-17 · $10K penalty
Action
- Document number
2020-047- Docket number
AA-EC-2020-28- Type
- CMP — Civil Money Penalty (CMP)
- Respondent type
- Individual
- Action date
- 2020-08-17
- Civil money penalty
- $10K
Respondent
- Bank
- City National Bank of New Jersey
- Individual
- H. O'Neil Williams
- Charter number
16142- Location
- Newark, NEW JERSEY
Subjects
Board / Management Oversight|BSA Program Violation / 12 CFR 21.21|BSA SAR Violation / 12 CFR 21.11 or 163.180|BSA Violation Cited|BSA/AML|Customer/Enhanced Due Diligence (CDD/EDD)|Noncompliance with Enforcement Action|Prompt Corrective Action|SAR/CTR Monitoring/Filing Issue
Source
- Authoritative
- OCC enforcement order PDF
- Portal
- OCC EASearch
- Machine
- JSON-LD · Markdown