← OCC enforcement actions
OCC Prohibition action 2020-051
Individual · Wells Fargo Bank, National Association · 2020-09-21
Action
- Document number
2020-051- Docket number
AA-EC-2020-53- Type
- Prohibition — Prohibition/Removal Orders
- Respondent type
- Individual
- Action date
- 2020-09-21
Respondent
- Bank
- Wells Fargo Bank, National Association
- Individual
- Matthew Raphaelson
- Charter number
1- Location
- Sioux Falls, SOUTH DAKOTA
Subjects
Compensation|Enterprise Governance / Internal Controls / General Risk Management|Insider Issues|Sales Practices
Source
- Authoritative
- OCC enforcement order PDF
- Portal
- OCC EASearch
- Machine
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