← OCC enforcement actions
OCC CMP action 2020-058
Institution · Morgan Stanley Bank, N.A. · 2020-10-08 · $60.00M penalty
Action
- Document number
2020-058- Docket number
AA-EC-20-66- Type
- CMP — Civil Money Penalty (CMP)
- Respondent type
- Institution
- Action date
- 2020-10-08
- Civil money penalty
- $60.00M
Respondent
- Bank
- Morgan Stanley Bank, N.A.
- Charter number
24908- Location
- Salt Lake City, UTAH
Subjects
General IT Controls|GLBA (12 CFR 30, Appx B)|Information Technology|Third Party Risk Management
Source
- Authoritative
- OCC enforcement order PDF
- Portal
- OCC EASearch
- Machine
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