# OCC CMP action 2020-060
> **First Abu Dhabi Bank USA N.V.** · Institution · 2020-10-09 · **$5.00M** penalty
## Action
- **Document number:** 2020-060
- **Docket number:** AA-ENF-2020-60
- **Type:** CMP — Civil Money Penalty (CMP)
- **Respondent type:** Institution
- **Action date:** 2020-10-09
- **Civil money penalty:** $5.00M
## Respondent
- **Bank:** First Abu Dhabi Bank USA N.V.
- **Charter number:** 80016
- **Location:** Washington, DISTRICT OF COLUMBIA
## Subjects

BSA Independent Testing/Audit|BSA Internal Controls|BSA Officer|BSA Program Violation / 12 CFR 21.21|BSA SAR Violation / 12 CFR 21.11 or 163.180|BSA Training|BSA Violation Cited|BSA/AML|Customer/Enhanced Due Diligence (CDD/EDD)|SAR/CTR Monitoring/Filing Issue

## Source
- [OCC enforcement order PDF](https://apps.occ.gov/EASearch/Document/Download?id=2020-060)
- [OCC EASearch portal](https://apps.occ.gov/EASearch/)
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