← OCC enforcement actions
OCC C&D action 2020-069
Institution · Gateway Bank, F.S.B. · 2020-11-12
Action
- Document number
2020-069- Docket number
AA-ENF-2020-69- Type
- C&D — Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)
- Respondent type
- Institution
- Action date
- 2020-11-12
- Termination date
- 2025-08-26
Respondent
- Bank
- Gateway Bank, F.S.B.
- Charter number
708857- Location
- Oakland, CALIFORNIA
Subjects
Audit|Board / Management Oversight|BSA Internal Controls|BSA Officer|BSA Pillar Violation / 12 CFR 21.21(d)|BSA Risk Assessment|BSA SAR Violation / 12 CFR 21.11 or 163.180|BSA Violation Cited|BSA/AML|Capital|Compliance Risk Management|Concentration Risk Management|Consumer Law|Credit/Collateral Exceptions|Customer/Enhanced Due Diligence (CDD/EDD)|Enterprise Governance / Internal Controls / General Risk Management|Flood Insurance|Inaccurate / Incomplete / False Books and Records|Internal Audit |L
Source
- Authoritative
- OCC enforcement order PDF
- Portal
- OCC EASearch
- Machine
- JSON-LD · Markdown