# OCC C&D action 2023-002
> **Lake Shore Savings Bank** · Institution · 2023-02-09
## Action
- **Document number:** 2023-002
- **Docket number:** AA-NE-2023-03
- **Type:** C&D — Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)
- **Respondent type:** Institution
- **Action date:** 2023-02-09
- **Termination date:** 2024-12-03
## Respondent
- **Bank:** Lake Shore Savings Bank
- **Charter number:** 705506
- **Location:** Dunkirk, NEW YORK
## Subjects

Audit|Board / Management Oversight|BSA Internal Controls|BSA Officer|BSA Pillar Violation / 12 CFR 21.21(d)|BSA Risk Assessment|BSA SAR Violation / 12 CFR 21.11 or 163.180|BSA Violation Cited|BSA/AML|Customer/Enhanced Due Diligence (CDD/EDD)|Enterprise Governance / Internal Controls / General Risk Management|General IT Controls|GLBA (12 CFR 30, Appx B)|Information Technology|Internal Audit |Noncompliance with Enforcement Action|SAR/CTR Monitoring/Filing Issue|Strategic Planning

## Source
- [OCC enforcement order PDF](https://apps.occ.gov/EASearch/Document/Download?id=2023-002)
- [OCC EASearch portal](https://apps.occ.gov/EASearch/)
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