← OCC enforcement actions
OCC FA action 2023-015
Institution · California International Bank, A National Banking Association · 2023-06-20
Action
- Document number
2023-015- Docket number
AA-WE-2023-25- Type
- FA — Formal Agreement
- Respondent type
- Institution
- Action date
- 2023-06-20
- Termination date
- 2025-09-17
Respondent
- Bank
- California International Bank, A National Banking Association
- Charter number
24577- Location
- Westminster, CALIFORNIA
Subjects
BSA Independent Testing/Audit|BSA Internal Controls|BSA Officer|BSA Pillar Violation / 12 CFR 21.21(d)|BSA Violation Cited|BSA/AML|Customer/Enhanced Due Diligence (CDD/EDD)|SAR/CTR Monitoring/Filing Issue
Source
- Authoritative
- OCC enforcement order PDF
- Portal
- OCC EASearch
- Machine
- JSON-LD · Markdown