← OCC enforcement actions
OCC CMP action 2023-026
Individual · First FS & LA · 2023-08-23 · $3K penalty
Action
- Document number
2023-026- Docket number
AA-CE-2023-29- Type
- CMP — Civil Money Penalty (CMP)
- Respondent type
- Individual
- Action date
- 2023-08-23
- Civil money penalty
- $3K
Respondent
- Bank
- First FS & LA
- Individual
- Ralph Derrickson
- Charter number
706902- Location
- Morehead, KENTUCKY
Subjects
Breach of Fiduciary Duty|Enterprise Governance / Internal Controls / General Risk Management|Insider Issues
Source
- Authoritative
- OCC enforcement order PDF
- Portal
- OCC EASearch
- Machine
- JSON-LD · Markdown