# OCC C&D action 2023-035
> **The Upstate National Bank** · Institution · 2023-11-16
## Action
- **Document number:** 2023-035
- **Docket number:** AA-NE-2023-59
- **Type:** C&D — Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)
- **Respondent type:** Institution
- **Action date:** 2023-11-16
- **Termination date:** 2025-12-18
## Respondent
- **Bank:** The Upstate National Bank
- **Charter number:** 12018
- **Location:** Ogdensburg, NEW YORK
## Subjects

Board / Management Oversight|Capital|Inaccurate / Incomplete / False Books and Records|Liquidity|Sensitivity to Market Risk|Strategic Planning|Third Party Risk Management

## Source
- [OCC enforcement order PDF](https://apps.occ.gov/EASearch/Document/Download?id=2023-035)
- [OCC EASearch portal](https://apps.occ.gov/EASearch/)
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*MORVS · CC0 1.0*