# OCC SEC action 376
> **First Bank (National Association)** · Individual · 1991-08-19
## Action
- **Document number:** 376
- **Docket number:** AA-SCP-91-125
- **Type:** SEC — Securities Enforcement Action
- **Respondent type:** Individual
- **Action date:** 1991-08-19
- **Termination date:** 1992-08-20
## Respondent
- **Bank:** First Bank (National Association)
- **Individual:** James R. Wartinbee
- **Charter number:** 7347
- **Location:** Milwaukee, WISCONSIN
## Source
- [OCC EASearch portal](https://apps.occ.gov/EASearch/)
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