← OCC enforcement actions
OCC C&D action AA-ENF-2024-08
Institution · City National Bank · 2024-01-31
Action
- Document number
AA-ENF-2024-08- Docket number
AA-ENF-2024-08- Type
- C&D — Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)
- Respondent type
- Institution
- Action date
- 2024-01-31
Respondent
- Bank
- City National Bank
- Charter number
14695- Location
- Los Angeles, CALIFORNIA
Subjects
Audit|BSA Internal Controls|BSA Pillar Violation / 12 CFR 21.21(d)|BSA Risk Assessment|BSA SAR Violation / 12 CFR 21.11 or 163.180|BSA Violation Cited|BSA/AML|Compliance Risk Management|Consumer Law|Customer/Enhanced Due Diligence (CDD/EDD)|Enterprise Governance / Internal Controls / General Risk Management|Fair Lending|Heightened Standards (12 CFR 30, Appx D)|Internal Audit |OFAC Compliance Issue|SAR/CTR Monitoring/Filing Issue|Strategic Planning|Trust Activities
Source
- Authoritative
- OCC enforcement order PDF
- Portal
- OCC EASearch
- Machine
- JSON-LD · Markdown