← OCC enforcement actions
OCC C&D action AA-ENF-2024-31
Institution · Summit National Bank · 2024-06-04
Action
- Document number
AA-ENF-2024-31- Docket number
AA-ENF-2024-31- Type
- C&D — Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)
- Respondent type
- Institution
- Action date
- 2024-06-04
Respondent
- Bank
- Summit National Bank
- Charter number
18154- Location
- Hulett, WYOMING
Subjects
Affiliate Transactions (incl. Reg W)|BSA Independent Testing/Audit|BSA Internal Controls|BSA Officer|BSA Program Violation / 12 CFR 21.21|BSA Risk Assessment|BSA Training|BSA Violation Cited|BSA/AML|Capital|Customer/Enhanced Due Diligence (CDD/EDD)|Inaccurate / Incomplete / False Books and Records|Liquidity|OFAC Compliance Issue|SAR/CTR Monitoring/Filing Issue|Strategic Planning
Source
- Authoritative
- OCC enforcement order PDF
- Portal
- OCC EASearch
- Machine
- JSON-LD · Markdown