← OCC enforcement actions
OCC Notice action N20-001
Individual · Wells Fargo Bank, National Association · 2020-01-23
Action
- Document number
N20-001- Docket number
AA-EC-2019-71- Type
- Notice — Notice of Charges
- Respondent type
- Individual
- Action date
- 2020-01-23
- Termination date
- 2025-01-14
Respondent
- Bank
- Wells Fargo Bank, National Association
- Individual
- David Julian
- Charter number
1- Location
- Sioux Falls, SOUTH DAKOTA
Subjects
Breach of Fiduciary Duty|Compensation|Consumer Law|False Statements / Obstruction|Fraud/Forgery|Inaccurate / Incomplete / False Books and Records|Insider Issues|Sales Practices|Theft / Misappropriation of Funds|Theft/Misappropriation of Customer Info|Unfair or Deceptive (UDAP)|Violation Cited (Criminal Statute)
Source
- Authoritative
- OCC enforcement order PDF
- Portal
- OCC EASearch
- Machine
- JSON-LD · Markdown