# OCC Notice action N20-004
> **Wells Fargo Bank, National Association** · Individual · 2020-03-06
## Action
- **Document number:** N20-004
- **Docket number:** AA-EC-2020-11
- **Type:** Notice — Notice of Charges
- **Respondent type:** Individual
- **Action date:** 2020-03-06
- **Termination date:** 2020-11-03
## Respondent
- **Bank:** Wells Fargo Bank, National Association
- **Individual:** Sara Roman
- **Charter number:** 1
- **Location:** Sioux Falls, SOUTH DAKOTA
## Subjects

Fraud/Forgery|Insider Issues|Theft / Misappropriation of Funds|Violation Cited (Criminal Statute)

## Source
- [OCC enforcement order PDF](https://apps.occ.gov/EASearch/Document/Download?id=N20-004)
- [OCC EASearch portal](https://apps.occ.gov/EASearch/)
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