# OCC Notice action N23-002
> **Citibank, N.A.** · Individual · 2023-10-13
## Action
- **Document number:** N23-002
- **Docket number:** AA-ENF-2023-41
- **Type:** Notice — Notice of Charges
- **Respondent type:** Individual
- **Action date:** 2023-10-13
- **Termination date:** 2023-11-08
## Respondent
- **Bank:** Citibank, N.A.
- **Individual:** Helen Caldwell
- **Charter number:** 1461
- **Location:** Sioux Falls, SOUTH DAKOTA
## Subjects

Breach of Fiduciary Duty|Elder Abuse|Inaccurate / Incomplete / False Books and Records|Insider Issues|Securities Activities|Trading & Securities

## Source
- [OCC enforcement order PDF](https://apps.occ.gov/EASearch/Document/Download?id=N23-002)
- [OCC EASearch portal](https://apps.occ.gov/EASearch/)
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