PFS INVESTMENTS INC. ⚠ Disclosure events ACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 10111
- Firm name
- PFS INVESTMENTS INC.
- Other names / DBAs
- BLUE MOUNTAIN FINANCIAL GROUP; TORCHLIGHT FINANCIAL GROUP; SWOPE FINANCIAL PARTNERS; SHEPPARD FINANCIAL GROUP; PRIMEVISION FINANCIAL GROUP; PRIMERICA ADVISORS; PFS INVESTMENTS INC.; NEWMAN FINANCIAL GROUP; LOE FINANICAL GROUP; LASHNER FINANCIAL GROUP; LANDMARK FINANCIAL GROUP; KELLER FINANCIAL ASSOCIATES; FIRST AMERICAN NATIONAL SECURITIES, INC.; E.H.R. FINANCIAL GROUP; DRAKE FINANCIAL GROUP; DIGI FINANCIAL; DIEHL FINANCIAL GROUP; DEEVERS AND SONS; CMJ FINANCIAL GROUP; CASTLEROCK FINANCIAL GROUP; BOHANNAN FINANCIAL
- IA scope
- ACTIVE
- SEC IA file
- 801-72263
- SEC BD file
- 8-26486
- Branches
- 5587
- Disclosure events
- YES
- HQ
- DULUTH, GA, 30099-0001, United States
Run KYC screen
Check PFS INVESTMENTS INC. across OFAC + UFLPA + CSL + SAM + OIG + DOJ + CFTC + CFPB + courts + Fed + NHTSA + CISA + FINRA ↗