IDB CAPITAL CORP. ⚠ Disclosure events
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 106032
- Firm name
- IDB CAPITAL CORP.
- Other names / DBAs
- ALEXANDRA & JAMES CO.; IDB CAPITAL CORP.; IDB ASSET MANAGEMENT, A DIVISION OF IDB CAPITAL CORP.; ALEXANDRA & JAMES CO.
- IA scope
- —
- SEC BD file
- 8-53000
- Branches
- 4
- Disclosure events
- YES
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