# THE PUTNAM ADVISORY COMPANY, LLC

> FINRA firm 106631 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · BOSTON, MA

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 106631
- **Firm name:** THE PUTNAM ADVISORY COMPANY, LLC
- **Other names:** 37 CAPITAL, THE PUTNAM ADVISORY COMPANY, LLC, THE PUTNAM ADVISORY CO INC., SELIGO CAPITAL, PUTNAM MANAGEMENT, PUTNAM INVESTMENTS, PUTNAM INVESTMENT MANAGEMENT, PUTNAM INTERNATIONAL, PUTNAM INSTITUTIONAL MANAGEMENT, PUTNAM INSTITUTIONAL BUSINESS, PUTNAM GLOBAL INSTITUTIONAL MANAGEMENT, PUTNAM CAPITAL PARTNERS, BLUESCALE CAPITAL
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-5097
- **Branches:** 1
- **Has disclosure events:** YES
- **Headquarters:** BOSTON, MA, 02110, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/106631

## Citation

> FINRA BrokerCheck, firm 106631 (THE PUTNAM ADVISORY COMPANY, LLC). Retrieved via AI Analytics 2026-06-25 from https://api.ai-analytics.org/broker/106631.

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