FIRST QUADRANT, LLC ⚠ Disclosure events INACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 106698
- Firm name
- FIRST QUADRANT, LLC
- Other names / DBAs
- FIRST QUADRANT; FIRST QUADRANT, LLC; FIRST QUADRANT LP
- IA scope
- INACTIVE
- SEC IA file
- 801-51748
- Branches
- 0
- Disclosure events
- YES
- HQ
- GLENDALE, CA, 91203, United States
Run KYC screen
Check FIRST QUADRANT, LLC across OFAC + UFLPA + CSL + SAM + OIG + DOJ + CFTC + CFPB + courts + Fed + NHTSA + CISA + FINRA ↗