PROSPERA FINANCIAL SERVICES, INC. ⚠ Disclosure events ACTIVE IA

Key facts

FINRA firm ID

10740

Firm name

PROSPERA FINANCIAL SERVICES, INC.

Other names / DBAs

ACCREDITED FIDUCIARY ADVISORS, LLC; WAITS FINANCIAL GROUP; TWIN RIVER WEALTH MANAGEMENT; TVC WEALTH; TN WEALTH MANAGEMENT; THE RAGUSA GROUP; THE OPTIMA GROUP; THE FINANCIAL MAESTRO, LLC; THE FINANCIAL MAESTRO; THE DANIAS GROUP; THE BISHOFF FINANCIAL GROUP; TESTA & ASSOCIATES LLC; TCA FINANCIAL GROUP, LLC; TAYLOR & ASSOCIATES; SUMMIT INVESTMENTS; STONEBRIDGE WEALTH MANAGEMENT; STOCKS WEALTH MANAGEMENT; SPEICHER PRIVATE WEALTH; SOUTHERN INVESTMENT PARTNERS; SOURCE ROCK CAPITAL MANAGEMENT; SILVERTHORN INVESTMENTS; SILVER CREEK FINANCIAL GROUP, LLC; SILVA FINANCIAL GROUP; SIERRA PACIFIC WEALTH MANAGEMENT; SHAFRANEK, FLANAGAN AND GREGORY; SECURITY FIRST GROUP; SCATOLINI WEALTH MANAGEMENT; SARA GIBBS WEALTH MANAGEMENT; SABELHAUS WEALTH PARTNERS; ROBERT JAMES INVESTMENTS; RIVERSTONE FINANCIAL GROUP; RICK WHITEHURST ASSET MANAGEMENT; REED WEALTH MANAGEMENT; REDWOOD ADVISORY GROUP; REAGAN JAMES WEALTH ADVISORS; REAGAN HOLLOWAY; REAGAN CONSULTING, LLC; PYLE FINANCIAL SERVICES; PSE WEALTH MANAGEMENT; PROVIDENT STRATEGIES GROUP; PROSPERA WEALTH ADVISORS; PROSPERA FINANCIAL SERVICES, INC.; PROSPERA FINANCIAL SERVICES; PROSPERA FINANCIAL NY; PROMETHEUS WEALTH MANAGEMENT; PRICE PERKINS LLC; PLYMOUTH ROCK FINANCIAL PARTNERS; PITTSBURGH WEALTH MANAGEMENT GROUP; PHILLIPS FINANCIAL GROUP; PARKLANE FINANCIAL ADVISORS, LLC; PARACLETE WEALTH CONSULTANTS; OSSOLA WEALTH MANAGEMENT; OPTIMA WEALTH MANAGEMENT, INC; OAKES WEALTH MANAGEMENT; MYERS INVESTMENT GROUP, INC.; MOSSAKOWSKI & NICHOLS WEALTH MANAGEMENT, LLC; MONEY MATTERS 911; MN RETIREMENT SERVICES; MILLER FINANCIAL SERVICES LLC; MICHAEL DALLAS RETIREMENT SOLUTIONS; MCMAHAN FINANCIAL, LLC; MCGUIRE-DYKE INVESTMENT GROUP; MATTHEWS FINANCIAL SERVICES; MAHON FINANCIAL; MAGELLAN WEALTH ADVISORS; LYNN WEALTH MANAGEMENT; LUNDY FINANCIAL SERVICES; LOLLIS FINANCIAL ADVISORS, LLC; LIVEOAK WEALTH ADVISORS, LLC; LITTLE & ASSOCIATES WEALTH MANAGEMENT; LEVEL WEALTH MANAGEMENT; KUTZEN FINANCIAL; KINGSLEY ADVISORS; KATZ FINANCIAL; KAPLAN WEALTH ADVISORS; JRS WEALTH MANAGEMENT; JOHNSON WEALTH MANAGEMENT; JEFF POOSCH FINANCIAL SERVICES, INC; JAMESTOWNE INVESTMENTS, LLC; JAK WEALTH MANAGEMENT; INSTITUTIONAL EQUITIES; HUDDLESTON SMITH WEALTH MANAGEMENT; HOWELL WEALTH ADVISORS; HFS SECURITIES; HEIDTKE & CO, INC; HARTMAN INVESTMENT GROUP, LLC; HANSEN, STILES & ASSOCIATES; GOFF WEALTH MANAGEMENT, LLC; GODLEY WEALTH MANAGEMENT; G4 WEALTH MANAGEMENT; FULCRUM WEALTH PLANNING; FOREMAN FINANCIAL GROUP; FOLTZ INVESTMENT GROUP, LLC; FINANCIAL E STRATEGIES, LLC; FINANCIAL AND INSURANCE ASSOCIATES; FINANCIAL & TAX STRATEGIES, LLC; FINANCIAL & INSURANCE ASSOCIATES; FIDUCIARY 401(K); FETROW WEALTH MANAGEMENT; ERIKSEN FINANCIAL, INC; ENDURANCE WEALTH PARTNERS; EAST COAST CAPITAL MANAGEMENT; DORSEY & COMPANY; DOMINION CAPITAL PARTNERS WEALTH MANAGEMENT; DFS INVESTMENTS, LLC; DAY WEALTH MANAGEMENT; DANIAS FINANCIAL MANAGEMENT; D. PATERSON COPE WEALTH MANAGEMENT; CURMUDGEON CAPITAL LLC; CROOK WEALTH MANAGEMENT; COVINO FINANCIAL GR LTD DBA LEGACY WLTH MGMT GR; COTTONWOOD CAPITAL ADVISORS; CORDATUS WEALTH MANAGEMENT, LLC; CLEARPATH INVESTMENT; CHARNEY INVESTMENT GROUP; CHARLOTTE FINANCIAL ADVISORS; CHAPMAN WEALTH MANAGEMENT; CECILCO; CASTLEROCK FINANCIAL ADVISORS; CASCADE WEALTH MANAGEMENT; CARDWELL AND ASSOCIATES; CAPTRUST FINANCIAL ADVISORS; C E GAYE AND SONS SECURITIES; BULLINGER WEALTH MANAGEMENT; BUCHANAN CAPITAL, INC; BRIAN L SMITH FINANCIAL ADVISORS; BOTEL ASSET MANAGEMENT; BOB BENNIE WEALTH MANAGEMENT; BLANCHARD FINANCIAL SERVICES; BESPOKE PRIVATE WEALTH ADVISORS; BENTLEY & COMPANY INVESTMENTS; BENNETT JENSEN PERSONAL WEALTH ADVISORS; BELL WEALTH MANAGEMENT LLC; BEDNARZ FINANCIAL; BECKER SUFFERN MCLANAHAN, LTD; BARRY VOGEL & ASSOCIATES; BARRIGER & CO, INC.; BARNETT FINANCIAL PARTNERS, INC; BACKE PAGE GROUP; ASSET CAPITAL MANAGEMENT; ASCENDANT FINANCIAL ADVISORS; ARK FINANCIAL MANAGEMENT, LLC; ARBITRAGE MANAGEMENT GROUP; ALEX SHORE FINANCIAL; ADELAIDE WEALTH ADVISORS; ADDISON SECURITIES, INC.; ACM WEALTH MANAGEMENT...

IA scope

ACTIVE

SEC IA file

801-65845

SEC BD file

8-28164

Branches

171

Disclosure events

YES

HQ

DALLAS, TX, 75240, United States

Run KYC screen

Check PROSPERA FINANCIAL SERVICES, INC. across OFAC + UFLPA + CSL + SAM + OIG + DOJ + CFTC + CFPB + courts + Fed + NHTSA + CISA + FINRA ↗