# MARGEL WEALTH MANAGEMENT

> FINRA firm 107430 · INACTIVE · **⚠ HAS DISCLOSURE EVENTS** · PARAMUS, NJ

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 107430
- **Firm name:** MARGEL WEALTH MANAGEMENT
- **Other names:** MARGEL & ASSOCIATES, RALPH S. MARGEL & ASSOCIATES, LLC, MARGEL WEALTH MANAGEMENT, MARGEL RALPH SANDY
- **Investment Adviser scope:** INACTIVE
- **SEC IA file number:** 801-77907
- **Branches:** 0
- **Has disclosure events:** YES
- **Headquarters:** PARAMUS, NJ, 07652, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/107430

## Citation

> FINRA BrokerCheck, firm 107430 (MARGEL WEALTH MANAGEMENT). Retrieved via AI Analytics 2026-07-14 from https://api.ai-analytics.org/broker/107430.

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