# D. E. SHAW & CO., L.P.

> FINRA firm 108679 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · NEW YORK, NY

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 108679
- **Firm name:** D. E. SHAW & CO., L.P.
- **Other names:** D E SHAW & CO LP, D. E. SHAW RENEWABLE INVESTMENTS, L.L.C. (RELYING ADVISER), D. E. SHAW MULTI-ASSET ADVISER, L.L.C. (RELYING ADVISER), D. E. SHAW HELIANT ADVISER, L.L.C. (RELYING ADVISER), D. E. SHAW ESC ADVISER, L.L.C. (RELYING ADVISER), D. E. SHAW DIRECT CAPITAL, L.L.C. (RELYING ADVISER), D. E. SHAW DIOPTER ADVISER, L.L.C. (RELYING ADVISER), D. E. SHAW DIOPTER ADVISER II, L.L.C. (RELYING ADVISER), D. E. SHAW COMPOSITE ADVISER, L.L.C. (RELYING ADVISER), D. E. SHAW ALKALI ADVISER VI, L.L.C. (RELYING ADVISER), D. E. SHAW ADVISER, L.L.C. (RELYING ADVISER), D. E. SHAW ADVISER III, L.L.C. (RELYING ADVISER), D. E. SHAW ADVISER II, L.L.C. (RELYING ADVISER), D. E. SHAW (SINGAPORE) PTE. LTD. (RELYING ADVISER), D. E. SHAW & CO., L.P., D. E. SHAW & CO. (LONDON), LLP (RELYING ADVISER), D. E. SHAW & CO. (ASIA PACIFIC) LIMITED (RELYING ADVISER)
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-56171
- **Branches:** 1
- **Has disclosure events:** YES
- **Headquarters:** NEW YORK, NY, 10001, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/108679

## Citation

> FINRA BrokerCheck, firm 108679 (D. E. SHAW & CO., L.P.). Retrieved via AI Analytics 2026-07-11 from https://api.ai-analytics.org/broker/108679.

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