MADDEN FUNDS MANAGEMENT ⚠ Disclosure events ACTIVE IA

FINRA firm 110309 · OAK PARK, IL · view on BrokerCheck ↗
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.

Key facts

FINRA firm ID
110309
Firm name
MADDEN FUNDS MANAGEMENT
Other names / DBAs
MADDEN FUNDS MANAGEMENT; MADDEN FUNDS MANAGEMENT LTD.
IA scope
ACTIVE
SEC IA file
801-49640
Branches
3
Disclosure events
YES
HQ
OAK PARK, IL, 60301, United States

Run KYC screen

Check MADDEN FUNDS MANAGEMENT across OFAC + UFLPA + CSL + SAM + OIG + DOJ + CFTC + CFPB + courts + Fed + NHTSA + CISA + FINRA ↗