# MARTIN & ASSOCIATES INVESTMENT ADVISORY SERVICES LLC

> FINRA firm 110644 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · MANDEVILLE, LA

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 110644
- **Firm name:** MARTIN & ASSOCIATES INVESTMENT ADVISORY SERVICES LLC
- **Other names:** MARTIN & ASSOCIATES INVESTMENT ADVISORY SERVICES LLC, RICHARD PAUL MARTIN, NETWORK 401(K), MARTIN & ASSOCIATES INVESTMENT ADVISORY SERVICES, LLC
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-57034
- **Branches:** 3
- **Has disclosure events:** YES
- **Headquarters:** MANDEVILLE, LA, 70471, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/110644

## Citation

> FINRA BrokerCheck, firm 110644 (MARTIN & ASSOCIATES INVESTMENT ADVISORY SERVICES LLC). Retrieved via AI Analytics 2026-06-24 from https://api.ai-analytics.org/broker/110644.

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