# SPC

> FINRA firm 110692 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · ANN ARBOR, MI

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 110692
- **Firm name:** SPC
- **Other names:** PARKLAND SECURITIES, LLC, SPC, SIGMA PLANNING CORPORATION, SIGMA PLANNING CORP
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-20404
- **Branches:** 485
- **Has disclosure events:** YES
- **Headquarters:** ANN ARBOR, MI, 48103, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/110692

## Citation

> FINRA BrokerCheck, firm 110692 (SPC). Retrieved via AI Analytics 2026-05-19 from https://api.ai-analytics.org/broker/110692.

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