# THE PUTNEY FINANCIAL GROUP LLC

> FINRA firm 111639 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · SAN RAFAEL, CA

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 111639
- **Firm name:** THE PUTNEY FINANCIAL GROUP LLC
- **Other names:** LENT, RAYMOND LAWRENCE, THE PUTNEY FINANCIAL GROUP, REGISTERED INVESTMENT ADVISORS, THE PUTNEY FINANCIAL GROUP LLC, RAYMOND LAWRENCE LENT DBA THE PUTNEY FINANCIAL GROUP, PORTSMOUTH-SMARTLIFE FINANCIAL GROUP, LLC, PORTSMOUTH FINANCIAL SERVICES, INC., PLACER PARTNERS XVI - XVII
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-62638
- **Branches:** 2
- **Has disclosure events:** YES
- **Headquarters:** SAN RAFAEL, CA, 94903, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/111639

## Citation

> FINRA BrokerCheck, firm 111639 (THE PUTNEY FINANCIAL GROUP LLC). Retrieved via AI Analytics 2026-07-15 from https://api.ai-analytics.org/broker/111639.

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