# VANDERBILT ADVISORY SERVICES

> FINRA firm 116537 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · WOODBURY, NY

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 116537
- **Firm name:** VANDERBILT ADVISORY SERVICES
- **Other names:** 4KAST ADVISORS LLC, WORDEN WEALTH MANAGEMENT, WILLIAMS CAPITAL CORPORATION, WEALTH MARK ADVISORY SERVICES, WEALTH MANAGEMENT STRATEGIES, WCM FINANCIAL MANAGEMENT, WARD FINANCIAL, WALSH FINANCIAL SOLUTIONS, VANDERBILT FINANCIAL GROUP WESTPORT, VANDERBILT ADVISORY SERVICES, THE RETIREMENT OPTIMIZATION GROUP, TAVERNIER WEALTH MANAGEMENT, TASK FORCE INVESTMENTS, STERLING CAPITOL LLC, SQUAW ISLAND LLC., SKYE HARBOR FINANCIAL, SENTIGENT FINANCIAL SOLUTIONS, LLC, SENIOR WEALTH MANAGEMENT, INC., RAINBOW INVESTMENT SOLUTIONS, QUALITY FINANCIAL CONCEPTS, PREMAC WEALTH MANAGEMENT, PREFERRED FINANCIAL GROUP, PFG INVESTMENTS, LLC, MOREAU FINANCIAL PLANNING, MMS ASSET MANAGEMENT, MASTERPIECE FINANCIAL GROUP, LUNARIA FINANCIAL, KT WEALTH MANAGEMENT, KING PLAN ADVISORY GROUP, KEYSTONE FINANCIAL EDGE INC, JACK CHITE & ASSOCIATES, J. BROWER & ASSOCIATES, INFINITE INVESTMENT STRATEGIES LLC, ILN SECURITIES LLC, HIRSCH ASSOCIATES, HARBORWISE FINANCIAL, HANSEN'S ADVISORY SERVICES, GRYPHON ASSET MANAGEMENT, GREENVEST, GARDINER PRIVATE WEALTH MANAGEMENT, FORTRESS WEALTH SOLUTIONS, LLC, FAVA WEALTH MANAGEMENT, EVANS GROUP FINANCIAL ADVISORS, ENDEAVOR FINANCIAL GROUP, EMPOWERED INVESTMENTS, CURBELO WEALTH MANAGEMENT GROUP LLC, CORNELIUS ASSET MANAGEMENT, CORE VALUE INVESTMENT GROUP, COMMON INTERESTS, CJW FINANCIAL SERVICES, CHASE KELLY, CHAMBERLAIN GROUP, CENTERED WEALTH, BRIN FINANCIAL, BAKER WEALTH MANAGEMENT, ASTON CONSULTING GROUP, ARK FINANCIAL, AMERICAN CENTURION FINANCIAL, ALPHA WAVE ADVISORS, AFTON CAPITAL MANAGEMENT, ABUNDANCE WEALTH SOLUTIONS
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-77166
- **Branches:** 141
- **Has disclosure events:** YES
- **Headquarters:** WOODBURY, NY, 11797, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/116537

## Citation

> FINRA BrokerCheck, firm 116537 (VANDERBILT ADVISORY SERVICES). Retrieved via AI Analytics 2026-06-25 from https://api.ai-analytics.org/broker/116537.

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