# RBC ROCHDALE, LLC

> FINRA firm 117198 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · NEW YORK, NY

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 117198
- **Firm name:** RBC ROCHDALE, LLC
- **Other names:** CITY NATIONAL ROCHDALE, ROCHDALE INVESTMENT MANAGEMENT LLC, ROCHDALE INVESTMENT MANAGEMENT, RBC ROCHDALE, LLC, RBC ROCHDALE, CITY NATIONAL ROCHDALE, LLC
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-27265
- **Branches:** 151
- **Has disclosure events:** YES
- **Headquarters:** NEW YORK, NY, 10022, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/117198

## Citation

> FINRA BrokerCheck, firm 117198 (RBC ROCHDALE, LLC). Retrieved via AI Analytics 2026-06-26 from https://api.ai-analytics.org/broker/117198.

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