R & R RETIREMENT SERVICES, INC ⚠ Disclosure events ACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 118776
- Firm name
- R & R RETIREMENT SERVICES, INC
- Other names / DBAs
- J.D. KAISER, FINANCIAL ADVISOR, INC.; R & R RETIREMENT SERVICES, INC; NORTHWEST PLAN ADVISORS; NORTHWEST ADULT LEARNING SERVICES; JAY D. KAISER, SENIOR ADVISOR, INC.; JAY D. KAISER, FINANCIAL ADVISOR, INC.
- IA scope
- ACTIVE
- Branches
- 2
- Disclosure events
- YES
- HQ
- SEATTLE, WA, 98115, United States
Run KYC screen
Check R & R RETIREMENT SERVICES, INC across OFAC + UFLPA + CSL + SAM + OIG + DOJ + CFTC + CFPB + courts + Fed + NHTSA + CISA + FINRA ↗