# CARMEL CAPITAL MANAGEMENT L.L.C.

> FINRA firm 120675 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · CARMEL, CA

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 120675
- **Firm name:** CARMEL CAPITAL MANAGEMENT L.L.C.
- **Other names:** CARMEL CAPITAL MANAGEMENT L.L.C.
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-61225
- **Branches:** 1
- **Has disclosure events:** YES
- **Headquarters:** CARMEL, CA, 93923-8734, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/120675

## Citation

> FINRA BrokerCheck, firm 120675 (CARMEL CAPITAL MANAGEMENT L.L.C.). Retrieved via AI Analytics 2026-05-17 from https://api.ai-analytics.org/broker/120675.

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