# WMGNA

> FINRA firm 125765 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · FARMINGTON, CT

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 125765
- **Firm name:** WMGNA
- **Other names:** WEALTH MANAGEMENT GROUP OF NORTH AMERICA, LLC, WMGNA; AND WMGNA, LLC, WMGNA, LLC, WMGNA
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-130388
- **Branches:** 3
- **Has disclosure events:** YES
- **Headquarters:** FARMINGTON, CT, 06032, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/125765

## Citation

> FINRA BrokerCheck, firm 125765 (WMGNA). Retrieved via AI Analytics 2026-06-24 from https://api.ai-analytics.org/broker/125765.

---

*[FINRA firms dataset](/datasets/finra-firms) · CC0 1.0*