ORIA CAPITAL, LLC ⚠ Disclosure events ACTIVE IA

FINRA firm 126836 · MIDDLEBURG, VA · view on BrokerCheck ↗

⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.

Key facts

FINRA firm ID: 126836
Firm name: ORIA CAPITAL, LLC
Other names / DBAs: ORIA CAPITAL, LLC; RIVER CITY ADVISORS. LLC; RIVER CITY ADVISORS, 'LLC'
IA scope: ACTIVE
Branches: 0
Disclosure events: YES
HQ: MIDDLEBURG, VA, 20117, United States

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