# SOWELL MANAGEMENT

> FINRA firm 127145 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · NORTH LITTLE ROCK, AR

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 127145
- **Firm name:** SOWELL MANAGEMENT
- **Other names:** 10X WEALTH ADVISORS, INC., ZENITH GROUP, LLC, XO ADVISORS, WORRELL ADVISORY SERVICES, WISDOMWEALTH FINANCIAL, WILLOW OAK WEALTH, WESTERN FINANCIAL, LLC, WEAVER CAPITAL ADVISORS, WEALTHCARE ADVISORS, WEALTH MANAGEMENT PARTNERS, WEALTH IN OVERDRIVE, WAYFINDER CAPITAL, LLC, WATTS WEALTH MANAGEMENT, VERDEO FINANCIAL & INSURANCE STRATEGIES, VALUE WEALTH, TRIUMPHANT PORTFOLIO MANAGEMENT, LLC, TREK WEALTH SOLUTIONS, THE AUGUST WEALTH MANAGEMENT GROUP, TETON WEALTH GROUP, SUNSET WEST ADVISORS, LLC, SUMMATION INVESTMENT ADVISORY, STRATEGIC PLANNING CORPORATION, STRATEGIC FINANCIAL PLANNING, LLC, SOWELL MANAGEMENT SERVICES, SOWELL MANAGEMENT, SOWELL FINANCIAL SERVICES, LLC, SOWELL FINANCIAL SERVICES, SOWELL FINANCIAL ADVISORS, SOWELL ADVISORS, SOUTHCOAST FINANCIAL GROUP, SOUND WEALTH, LLC, SOLERA ASSET MANAGERS & INSURANCE AGENCY, LLC, SOLERA ASSET MANAGERS, SOLERA ASSET MANAGEMENT & INSURANCE, SENTINEL WEALTH STRATEGIES, SC WEALTH MANAGEMENT, SAPPHIRE WEALTH MANAGEMENT, RIVERS INVESTMENT GROUP, REVIRESCO WEALTH ADVISORY, REPPOND INVESTMENTS, REFLECTIVE WEALTH, REAGAN HOLLOWAY, PROVIDENCE FINANCIAL GROUP, INC., PRESCAP ADVISORS LLC, POYNTER CAPITAL INC., PNW PREMIER WEALTH, PLATINUM WEALTH MANAGEMENT, PEGASUS FINANCIAL PLANNING, PEAR TREE WEALTH MANAGEMENT, PARAGON WEALTH COUNSELORS, NORTHSTAR WEALTH MANAGEMENT INC., NORTH STAR WEALTH MANAGEMENT LLC, NEW WAVE WEALTH ADVISORS, LLC, NEST FINANCIAL LLC, NESHER WEALTH, MULLENNIUM FINANCE, LLC, MT. BAKER CAPITAL, L.L.C., MORGAN STRATEGIC WEALTH, LLC, MIDWEST INVESTMENT AND BUSINESS ADVISORS, PLLC, MENLO OAKS CAPITAL GROUP, MADISON PARK ADVISORS, LONDON HOUSE CAPITAL, LIGHTHOUSE WEALTH STRATEGIES, LIFESMART WEALTH MANAGEMENT, LLC, LIFESMART FINANCIAL ADVISORS, LLC, LEWIN & ASSOCIATES, INC, LEINSTER FINANCIAL, LANEY WEALTH MANAGEMENT, LAMPE FINANCIAL, LLC, LAMPE FINANCIAL GROUP, LLC, KUMQUAT, LLC, KAN WEALTH MANAGEMENT, JB INDEPENDENT FINANCIAL, INC., JB INDEPENDENT FINANCIAL, JAMES GRAHAN, JACOBS FINANCIAL ADVISORS, IPSEN ADVISOR GROUP, INTEGRA PRIVATE WEALTH MANAGEMENT, HUNT WEALTH MANAGEMENT, HERITAGE OAK WEALTH ADVISORS, LLC, HEARTHWELL FINANCIAL, HARVEST MOON WEALTH ADVISORS, GOAL LINE WEALTH MANAGMENT, GENERATIONS INVESTMENT ADVISORS, LLC, FORTRESS MEGA, FORTRESS FINANCIAL, FORECAST CAPITAL MANAGEMENT, INC, FONTIS INVESTMENTS, FIRST FINANCIAL SERVICES, LLC, EXIGENT WEALTH COUNSELORS LLC, EVIDENCE BASED ADVISORS, LLC, EPERSONAL FINANCIAL, ENDURANCE FINANCIAL, ELLIS WEALTH ADVISORS, ELEMENT FINANCIAL L.L.C., EKW ADVANTAGE, EAGLE EYE ADVISORS, DS FINANCIAL STRATEGIES, DJF INVESTMENT CORPORATION, DIANNE MAE FINANCIAL, CORINTHIAN WEALTH MANAGEMENT, COOPERATIVE FINANCIAL, LLC, COMPENSATION DESIGNS, CLINTON WEALTH MANAGEMENT LLC, CLINTON WEALTH MANAGEMENT, CLEARWEALTH ASSET MANAGEMENT, CLEARWEALTH, CLARUS WEALTH MANAGEMENT, CHARTED CAPITAL, LLC, CENTRAL COAST WEALTH ADVISORS, LLC, CAYUCOS WEALTH, CATALYST COUNSELORS, CADENCE CAPITAL MANAGEMENT, BUIS CAPITAL MANAGEMENT, BRINGHURST FINANCIAL SERVICE, L.L.L., BRAVERN WEALTH, BELLWETHER ADVISORY GROUP, LLC, BARRY L. MOSS & ASSOCIATES, INC., BARCLAY BRELAND FAMILY OFFICE, AUGUST WEALTH MANAGEMENT GROUP, ARGENTUM FINANCIAL COLLECTIVE, APEX ASSET ADVISORS, LLC, AMICUS FINANCIAL, ALEXIS INVESTMENT PARTNERS, LLC, AIT WEALTH MANAGEMENT, ADVISORY FIDUCIARY, ADVISORS 360
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-63991
- **Branches:** 102
- **Has disclosure events:** YES
- **Headquarters:** NORTH LITTLE ROCK, AR, 72118, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/127145

## Citation

> FINRA BrokerCheck, firm 127145 (SOWELL MANAGEMENT). Retrieved via AI Analytics 2026-06-25 from https://api.ai-analytics.org/broker/127145.

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