# KCD FINANCIAL, INC.

> FINRA firm 127473 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · GREEN BAY, WI

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 127473
- **Firm name:** KCD FINANCIAL, INC.
- **Other names:** A4 CAPITAL MANAGEMENT, WESTMONT FINANCIAL, WALLACE FINANCIALS, W. D. GUERRE & ASSOCIATES, VOGEL FINANCIAL SERVICES, TUTTLE FINANCIAL, THE WILLIAMS FINANCIAL GROUP, THE STEFFEN INVESTMENT CO., INC., TABER FINANCIAL ADVISORS, SUN CITIES FINANCIAL GROUP, STRATEGIC ALLIANCE INVESTMENT ADVISORS, INC., STEVENS INVESTMENT SERVICES, SENIOR RESOURCE CONSULTANTS, SCP CAPITAL MANAGEMENT, SCHUMACHER INVESTMENTS AND MORTGAGE FIRM, SAFE RETIREMENT ADVOCATES, LLC, SACKS GROUP, INC., REALTY CAPITAL PARTNERS, LLC, R. L. DAIL INVESTMENTS LLC, R F FINANCIAL, PULSE FINANCIAL SERVICES, PAPPAS WEALTH MANAGEMENT, OAK BROOK BENEFIT RESOURCES, NICOLET INVESTMENT CENTER, MY ADVISOR FINANCIAL, INC, MIDWEST ADVANCED PLANNING GROUP, MAINSTREAM FINANCIAL, MACHTAN FINANCIAL SERVICES GROUP, LAWRENCE FINANCIAL SERVICES, LLC, KEATING AND ASSOCIATES, KCD FINANCIAL, INC., K OATEN FINANCIAL GROUP, JEWELL FINANCIAL SERVICES, INC., J G WEALTH MANAGEMENT, INTEGRITY RETIREMENT PLANS, INTEGRITY INVESTMENTS, INC., INTEGER FINANCIAL SVS., HOWELL & ASSOCIATES ADVANCED PLANNING LLC, HOFFMAN FINANCIAL, HERITAGE BENEFITS, HARRIS FINANCIAL, H & B FINANCIAL GROUP, INC., GUIDED FINANCIAL ADVISORS, GO GREAT LAKES FINANCIAL, INC., FUTURE FINANCIAL, FIRST PLAN FINANCIAL SERVICES, LLC, FESS FINANCIAL, FAMILY FINANCIAL, ERIC WALTZ FINANCIAL SOLUTIONS, INC., ELIASON INVESTMENTS, E TAX CORPORATION, DUNN FINANCIAL GROUP, DLR INVESTMENTS, DEWITT & DUNN, DDG WEALTH CONSULTANTS, CR FINANCIAL GROUP, CORNERSTONE FINANCIAL STRATEGIES, CHRISTOPHER C. FESS, CHOOSRI LAO FINANCIAL SERVICES, CHEN, CENTRAL FINANCIAL SERVICES OF MISSOURI, INC, CENTRAL FINANCIAL SERV OF MO, INC., CENTRAL FINANCIAL LLC, BRADLE INVESTMENT GROUP, BORDE & ASSOCIATES PA, BENEFITS PLUS, BEACON FINANCIAL SERVICES, BAYSIDE WEALTH MANAGEMENT LLC, AVR FINANCIAL LLC, ARNHOLT INSURANCE AGENCY
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-110069
- **SEC BD file number:** 8-66005
- **Branches:** 59
- **Has disclosure events:** YES
- **Headquarters:** GREEN BAY, WI, 54304, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/127473

## Citation

> FINRA BrokerCheck, firm 127473 (KCD FINANCIAL, INC.). Retrieved via AI Analytics 2026-07-01 from https://api.ai-analytics.org/broker/127473.

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