# BRAE HEAD, INC.

> FINRA firm 129265 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · ESSEX, CT

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 129265
- **Firm name:** BRAE HEAD, INC.
- **Other names:** BRAE HEAD, INC.
- **Investment Adviser scope:** ACTIVE
- **Branches:** 2
- **Has disclosure events:** YES
- **Headquarters:** ESSEX, CT, 06426, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/129265

## Citation

> FINRA BrokerCheck, firm 129265 (BRAE HEAD, INC.). Retrieved via AI Analytics 2026-05-17 from https://api.ai-analytics.org/broker/129265.

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