ARAX ADVISORY PARTNERS ⚠ Disclosure events ACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 133535
- Firm name
- ARAX ADVISORY PARTNERS
- Other names / DBAs
- 7258 WEALTH MANAGEMENT, INC.; YOUNG WEALTH MANAGEMENT GROUP; WELLTH PARTNER; THE OAK GROUP; THE DAVIS AGENCY, INC.; SUMMIT WEALTH STRATEGIES; SRS INVESTMENT SERVICES, LLC; SRS CAPITAL ADVISORS, LLC; SRS CAPITAL ADVISORS, INC.; SRS CAPITAL ADVISORS; SIMONDAVIS, INC.; SIMONDAVIS ASSET MANAGEMENT, INC.; SIMONDAVIS ASSET MANAGEMENT; SEAL FINANCIAL SERVICES; SCHECHTER INVESTMENT ADVISORS; OMNI FINANCIAL ADVISORY GROUP; NOVEN FINANCIAL GROUP; NORTE ADVISORS; LOGIX INVESTMENTS; KLEINHENZ & ASSOCIATES; GFP PRIVATE WEALTH; GEORGINA ASSET MANAGEMENT; ENDURING WEALTH PARTNERS; CEDRUS; AVERA CAPITAL WEALTH MANAGEMENT; ARAX ADVISORY PARTNERS, LLC; ARAX ADVISORY PARTNERS
- IA scope
- ACTIVE
- SEC IA file
- 801-67165
- Branches
- 108
- Disclosure events
- YES
- HQ
- DENVER, CO, 80202, United States
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