# NI ADVISORS

> FINRA firm 134502 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · MILPITAS, CA

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 134502
- **Firm name:** NI ADVISORS
- **Other names:** NI ADVISORS
- **Investment Adviser scope:** ACTIVE
- **SEC BD file number:** 8-66841
- **Branches:** 19
- **Has disclosure events:** YES
- **Headquarters:** MILPITAS, CA, 95035-3058, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/134502

## Citation

> FINRA BrokerCheck, firm 134502 (NI ADVISORS). Retrieved via AI Analytics 2026-05-20 from https://api.ai-analytics.org/broker/134502.

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