# CAPITAL ONE ADVISORS, LLC

> FINRA firm 136865 · INACTIVE · **⚠ HAS DISCLOSURE EVENTS** · MCLEAN, VA

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 136865
- **Firm name:** CAPITAL ONE ADVISORS, LLC
- **Other names:** CAPITAL ONE ADVISORS, LLC, SPARK 401K, SHAREBUILDER ADVISORS, LLC, SHAREBUILDER 401K
- **Investment Adviser scope:** INACTIVE
- **SEC IA file number:** 801-64662
- **Branches:** 0
- **Has disclosure events:** YES
- **Headquarters:** MCLEAN, VA, 22102, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/136865

## Citation

> FINRA BrokerCheck, firm 136865 (CAPITAL ONE ADVISORS, LLC). Retrieved via AI Analytics 2026-06-24 from https://api.ai-analytics.org/broker/136865.

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