# PEOPLE'S SECURITIES, INC.

> FINRA firm 13704 · INACTIVE · **⚠ HAS DISCLOSURE EVENTS** · BRIDGEPORT, CT

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 13704
- **Firm name:** PEOPLE'S SECURITIES, INC.
- **Other names:** GERSTEIN FISHER, PEOPLE'S SECURITIES, INC., PEOPLE'S FINANCIAL ADVISORS, OLSON MOBECK INVESTMENT ADVISORS, OLSON MOBECK, GERSTEIN FISHER ASSET MANAGEMENT
- **Investment Adviser scope:** INACTIVE
- **SEC IA file number:** 801-63122
- **SEC BD file number:** 8-29667
- **Branches:** 0
- **Has disclosure events:** YES
- **Headquarters:** BRIDGEPORT, CT, 06604, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/13704

## Citation

> FINRA BrokerCheck, firm 13704 (PEOPLE'S SECURITIES, INC.). Retrieved via AI Analytics 2026-07-09 from https://api.ai-analytics.org/broker/13704.

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