FOUNDERS FINANCIAL SECURITIES LLC ⚠ Disclosure events ACTIVE IA

FINRA firm 137945 · TOWSON, MD · view on BrokerCheck ↗
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.

Key facts

FINRA firm ID
137945
Firm name
FOUNDERS FINANCIAL SECURITIES LLC
Other names / DBAs
7 PILLARS WEALTH MANAGEMENT; ZINAICH CAPITAL & RISK MANAGEMENT; WELCH BENEFIT GROUP; WEINBERG FINANCIAL ADVISORY; WEALTH PLANNING GROUP; WARNOCK FINANCIAL SERVICES; VOYAGER WEALTH MANAGEMENT; VEYDT/KING & COMPANY, INC.; VELARIS WEALTH PARTNERS; TWENTYONE5 WEALTH MANAGEMENT; TRUESENSE WEALTH MANAGEMENT; TRUBRIDGE WEALTH PARTNERS; TPA FINANCIAL; TIMMICK FINANCIAL GROUP; THRIVE FINANCIAL SERVICES GROUP; THE ZIMMER FINANCIAL GROUP; THE INVESTMENT CENTER; THE CORNERSTONE GROUP; TAYLOR FINANCIAL; T & G FINANCIAL SOLUTIONS; SUMMIT LEGACY GROUP; STATONWALSH; SOUND CHOICE FINANCIAL; SOLID ROCK WEALTH ADVISORS; SKYSON FINANCIAL GROUP; SHENANDOAH FINANCIAL ADVISORS; SERVANT LEADER INVESTORS; SENIOR FINANCIALS, LLC; RONALD HAMMONS; RIGG WEALTH MANAGEMENT; RESOLUTE RETIREMENT CONSULTING; REID FINANCIAL; PASCARELLA PLANNING GROUP; OVERDORF FINANCIAL; NOBLE FINANCIAL; MORGAN FINANCIAL GROUP; MILLER FINANCIAL GROUP; MCCORD; MASTERPIECE FINANCIAL GROUP; MASSEY INVESTMENT GROUP; MARYLAND WEALTH MANAGEMENT; MARSHA ROSENBERG; MARQUE CAPITAL MANAGEMENT, INC.; MAGIS WEALTH LEADERSHIP; LIPCHIN FINANCIAL GROUP LLC; LIM FINANCIAL GROUP; LIFETIME WEALTHCARE FAMILY OFFICE; LIFEHOUSE FINANCIAL GROUP; LEGACY FINANCIAL GROUP, LLC; LAMBERTSON FINANCIAL SERVICES; KUDERER FINANCIAL LLC; KESSLER INVESTMENTS; K WEST FINANCIAL PLANNING; JLIFE WEALTH MANAGEMENT; JARDON CONSULTING; J. C. KIDD & ASSOCIATES, INC.; INTEGRA FINANCIAL; HOFFMANN WEALTH MANAGEMENT; HERKERT & ASSOCIATES; GUIDED WEALTH MANAGEMENT; GREAT LAKES FINANCIAL SERVICES GROUP; GOULART PARTNERS; GOSEN INVESTMENTS; GERHART FINANCIAL SERVICES; FURTON FINANCIAL SERVICES; FTG SQUARED; FREDERICK FINANCIAL PLANNERS; FOX WEALTH SOLUTIONS; FOUNDERS FINANCIAL SECURITIES, LLC; FOUNDERS FINANCIAL SECURITIES LLC; FORT WASHINGTON FINANCIAL; FINANCIAL SECURITIES SERVICES, LLC; FINANCIAL PLANNING ASSOCIATES; FAIRWAY FINANCIAL; EVERLY FINANCIAL SERVICES; ESTABROOK AND CO.; EDM FINANCIAL ADVISORS; DREAMBRIDGE FINANCIAL; DIVERSIFIED RETIREMENT SERVICES; DHT FINANCIAL GROUP; DERICKSON FINANCIAL; DARRELL FINANCIAL SERVICES; COVENANT PLANNING AND WEALTH MANAGEMENT; COLSTON FINANCIAL GROUP; CHY FINANCIAL; CHREST CPA TAX & FINANCIAL, PC; CARTOGRAPH WEALTH; CADRE ASSET MANAGEMENT; BROOKS FINANCIAL GROUP; BKG FINANCIAL, INC.; BISHOP ASSOCIATES; BENCHMARK FINANCIAL DESIGN GROUP; BEACH, BLAKE & ASSOCIATES FINANCIAL SERVICES; BARRY AND CAMPAGNA FINANCIAL SERVICES; ASHER AND ASSOCIATES FINANCIAL; AQUINO FINANCIAL GROUP; AGORA INVESTMENTS; ABRAMOVITZ WEALTH MANAGEMENT
IA scope
ACTIVE
SEC IA file
801-66892
SEC BD file
8-67137
Branches
76
Disclosure events
YES
HQ
TOWSON, MD, 21286, United States

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