# ANDREW C. ROTH

> FINRA firm 138414 · INACTIVE · NORTHRIDGE, CA

## Key facts

- **FINRA firm ID:** 138414
- **Firm name:** ANDREW C. ROTH
- **Other names:** ANDREW C. ROTH, ANDREW CHARLES ROTH, ANDREW C. ROTH & ASSOCIATES
- **Investment Adviser scope:** INACTIVE
- **Branches:** 0
- **Has disclosure events:** No
- **Headquarters:** NORTHRIDGE, CA, 91326-3855, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/138414

## Citation

> FINRA BrokerCheck, firm 138414 (ANDREW C. ROTH). Retrieved via AI Analytics 2026-07-09 from https://api.ai-analytics.org/broker/138414.

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*[FINRA firms dataset](/datasets/finra-firms) · CC0 1.0*
