SYNOVUS SECURITIES, INC. ⚠ Disclosure events ACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 14023
- Firm name
- SYNOVUS SECURITIES, INC.
- Other names / DBAs
- CALUMET FINANCIAL ASSOCIATES INC.; SYNOVUS SECURITIES, INC.; SYNOVUS FINANCIAL PLANNING SERVICES; CREATIVE FINANCIAL GROUP, A DIVISION OF SYNOVUS SECURITIES, INC.; CALUMET FINANCIAL ASSOCIATES, INC.
- IA scope
- ACTIVE
- SEC IA file
- 801-19690
- SEC BD file
- 8-34709
- Branches
- 100
- Disclosure events
- YES
- HQ
- COLUMBUS, GA, 31901, United States
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