# YORK CAPITAL MANAGEMENT

> FINRA firm 140336 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · NEW YORK, NY

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 140336
- **Firm name:** YORK CAPITAL MANAGEMENT
- **Other names:** DINAN MANAGEMENT, L.L.C. - RELYING ADVISOR, YORK UCITS HOLDINGS, LLC - RELYING ADVISOR, YORK TOTAL RETURN DOMESTIC HOLDINGS, LLC- RELYING ADVISOR, YORK TOTAL RETURN DOMESTIC HOLDINGS, LLC - RELYING ADVISOR, YORK STRATEGIC CO-INVEST III, L.P.- RELYING ADVISER, YORK SPECIAL OPPORTUNITIES FUND II GP, LLC - RELYING ADVISOR, YORK SPECIAL OPPORTUNITIES DOMESTIC HOLDINGS, LLC - RELYING ADVISOR, YORK SELECT OFFSHORE HOLDINGS, LLC - RELYING ADVISOR, YORK SELECT INVERSTORS DOMESTIC HOLDINGS, LLC - RELYING ADVISOR, YORK SELECT DOMESTIC HOLDINGS, LLC- RELYING ADVISOR, YORK OFFSHORE HOLDINGS, LLC - RELYING ADVISOR, YORK OFFSHORE HOLDINGS, LIMITED- RELYING ADVISOR, YORK OFFSHORE HOLDINGS II, LLC - RELYING ADVISOR, YORK MANAGED HOLDINGS, LLC - RELYING ADVISOR, YORK MANAGED HOLDINGS II, LLC - RELYING ADVISOR, YORK GLOBAL VALUE OFFSHORE HOLDINGS, LLC - RELYING ADVISOR, YORK GLOBAL FINANCE MANAGER, LLC - RELYING ADVISOR, YORK GLOBAL CREDIT INCOME DOMESTIC HOLDINGS, LLC - RELYING ADVISOR, YORK EUROPEAN OPPORTUNITIES OFFSHORE HOLDINGS, LLC- RELYING ADVISOR, YORK EUROPEAN OPPORTUNITIES DOMESTIC HOLDINGS, LLC - RELYING ADVISOR, YORK EUROPEAN FOCUS OFFSHORE HOLDINGS, LLC- RELYING ADVISOR, YORK EUROPEAN FOCUS DOMESTIC HOLDINGS, LLC- RELYING ADVISOR, YORK EUROPEAN DISTRESSED CREDIT HOLDINGS, LLC - RELYING ADVISOR, YORK EUROPEAN DISTRESSED CREDIT HOLDINGS II, LLC - RELYING ADVISOR, YORK EUROPEAN CAPITAL DOMESTIC HOLDINGS, LLC - RELYING ADVISOR, YORK ENHANCED STRATEGIES MANAGEMENT, LLC - RELYING ADVISOR, YORK DOMESTIC FINANCE I, LLC - RELYING ADVISOR, YORK DISTRESSED MORTGAGE HOLDINGS, LLC- RELYING ADVISOR, YORK CREDIT OPPORTUNITIES OFFSHORE HOLDINGS, LLC - RELYING ADVISOR, YORK CREDIT OPPORTUNITIES DOMESTIC HOLDINGS, LLC - RELYING ADVISOR, YORK CLO MANAGED HOLDINGS, LLC, YORK CLO INVESTOR GP, LLC - RELYING INVESTOR, YORK CAPITAL MANAGEMENT- RELYING ADVISOR, YORK CAPITAL MANAGEMENT UK ADVISORS LIMITED, YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC, YORK CAPITAL MANAGEMENT EUROPE (UK) ADVISORS, LLP- RELYING ADVISOR, YORK CAPITAL MANAGEMENT ASIA (HK) LIMITED- RELYING ADVISOR, YORK CAPITAL MANAGEMENT, YORK CAPITAL ASSESSORIA LTDA - RELYING ADVISOR, YORK ASIAN OPPORTUNITIES OFFSHORE HOLDINGS, LLC - RELYING ADVISOR, YORK ASIAN OPPORTUNITIES DOMESTIC HOLDINGS, LLC- RELYING ADVISOR, YCMIL LTD. - RELYING ADVISOR, YCM DOMESTIC HOLDINGS I, LLC - RELYING ADVISOR, SCHWARTZ MANAGEMENT, LLC - RELYING ADVISOR
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-70315
- **Branches:** 1
- **Has disclosure events:** YES
- **Headquarters:** NEW YORK, NY, 10019, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/140336

## Citation

> FINRA BrokerCheck, firm 140336 (YORK CAPITAL MANAGEMENT). Retrieved via AI Analytics 2026-07-14 from https://api.ai-analytics.org/broker/140336.

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