# THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC

> FINRA firm 140551 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · PHOENIX, AZ

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 140551
- **Firm name:** THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC
- **Other names:** 401K CAPITAL ADVISORY, THE CAPITAL ADVISORY GROUP, LLC, THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC, MACHTIG ADVISORY SERVICES, LLC, MACHTIG ADVISORY SERVICES, MACHTIG & ASSOCIATES, LLC., IPSWICH BAY ADVISORS
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-69464
- **Branches:** 4
- **Has disclosure events:** YES
- **Headquarters:** PHOENIX, AZ, 85051, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/140551

## Citation

> FINRA BrokerCheck, firm 140551 (THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC). Retrieved via AI Analytics 2026-06-25 from https://api.ai-analytics.org/broker/140551.

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