KOVACK ADVISORS, INC. ⚠ Disclosure events ACTIVE IA

Key facts

FINRA firm ID

140808

Firm name

KOVACK ADVISORS, INC.

Other names / DBAs

16:10 FINANCIAL; YOUNG WEALTH MANAGEMENT; YES FINANCIAL SERVICES; YERMAK FINANCIAL ADVISORS, INC.; WRIGHT FINANCIAL CONCEPTS, LLC; WORTH AVE WEALTH MANAGEMENT; WESTON FINANCIAL ADVISORS LLC; WEST INDIES WEALTH MANAGEMENT; WEALTH ADVISORS GROUP INC.; WEALTH & ESTATE BUILDERS LLC; VANDERWAAL GROUP, INC; VALUE INVESTMENT SERVICES; TRUE NORTH FINANCIAL ADVISORS; TKG FINANCIAL, LLC; THOMPSON WEALTH MANAGEMENT; THE PENSION GROUP; THE ENTERPRISE TEAM; THE DGR GROUP; THE AGBAY GROUP LLC; TAMPA 401K SPECIALISTS; TACTICAL INVESTMENT MANAGEMENT, INC.; SUNWEALTH MANAGEMENT; SUMMIT FINANCIAL SERVICES, INC.; STRATEGIES TO MAXIMIZE WEALTH; STRATEGIC PLANNING PARTNERS, LLC; STEWART FINANCIAL MANAGEMENT, INC.; STAVRIANOPOULOS CAPITAL INC.; SPECTRUM PLANNING GROUP; SMUNK LAYDON PRIVATE CLIENT GROUP; SMITH FINANCIAL & INSURANCE SOLUTIONS; SMC FINANCIAL SERVICES; SHASTA INVESTMENTS & ASSET MANAGEMENT; SCHEIRER WEALTH MANAGEMENT; SAA FINANCIAL LLC; RUMBLE & RUMBLE WEALTH MANAGEMENT; ROMERO INVESTMENT ADVISORS, LLC; ROCKEFELLER AND ASSOCIATES, LLC; RK ADVISORS, INC.; RALPH J. FETROW CONSULTING; R.K. ADVISORS, INC; PURSUIT WEALTH MANAGEMENT; PRM FINANCIAL SERVICES; PRIVATE WEALTH MANAGEMENT TREUST, LLC; POWER FINANCIAL SERVICES; PENNEY WISE WEALTH ADVISORS, LLC; PENN RISE ADVISORS, LLC; PATAGONIA FINANCIAL SERVICES, LLC; OXFORD RISK MANAGEMENT GROUP; OVERTURE INC.; OVERTURE ASSET MANAGEMENT; ORLANDO 401K SPECIALISTS; OIG WEALTH MANAGEMENT; OAK TREE GROUP; NICHOLAS FINANCIAL SERVICES, LLC; NEIL J. GLICKMAN & ASSOCIATES, INC.; MOUTON WEALTH MANAGEMENT; MELISSA MATSON LLC; MEISTER & ASSOCIATES LLC; MDN, INC.; MCM INVESTMENTS; MCCAULEY FINANCIAL SERVICES, LLC.; MCAPLIN FOSTER ADVISORS; M.A. NEAL FINANCIAL SERVICES; LMT RETIREMENT, LLC; LINDNER CAPITAL ADVISORS, INC.; LEGACY FINANCIAL NETWORK, LLC.; LBS WEALTH ADVISORS; LAZARI CAPITAL MANAGEMENT, INC.; LAZARI ASSET MANAGEMENT, INC; L.C. FINANCIAL SERVICES; KOVACK ADVISORS, INC.; KOEHLER WEALTH MANAGEMENT; KAC FINANCIAL SERVICES, INC.; JOHN URY TOTAL FINANCIAL SERVICES, INC.; JOHN P. FREUND LLC; JACKSONVILLE 401K SPECIALISTS; IVERSON WEALTH MANAGEMENT, LLC; HIGHLAND PATH FINANCIAL GROUP, LLC.; HG THOMAS WEALTH MANAGEMENT, LLC; HEDRICK PLANNING; HARBORVIEW INVESTMENTS; HALSEY AND COMPANY ADVISORY SERVICES, LLC; GULF COAST FINANCIAL STRATEGIES; GUARDIAN PLANNERS; GREEP WEALTH MANAGEMENT, LLC; GOVERNMENT & PENSION CONSULTANTS, INC.; GM FINANCIAL PLANNING; GERSON WEALTH MANAGEMENT LLC; GC WEALTH MANAGEMENT, LLC; GAVIX INVESTMENT MANAGEMENT, LLC; GANDY FINANCIAL GROUP; GAMMAN MANAGEMENT COMPANY; G V INVESTMENTS & RETIREMENT SOLUTIONS; FOUNTAIN FINANCIAL SERVICES; FOSTER FINANCIAL SERVICES; FOCUS ON FINANCIAL LLC; FLORIDA 457 SPECIALISTS; FIRST ASSET MANAGERS, INC.; FINANXIAL ASSET MANAGEMENT; FINANCIAL PLAN ADVISORS; FINANCIAL DESTINY, INC.; FERNANDEZ WEALTH MANAGEMENT; FCG WEALTH MANAGEMENT; FCG GROUP BENEFITS; FARO INVESTMENT MANAGEMENT; ESSENTIAL FINANCIAL SOLUTIONS, INC.; ESSENTIAL FINANCIAL AND INSURANCE SERVICES; ENGLAND FINANCIAL SERVICES; EDWARDS & ASSOCIATES FINANCIAL SERVICES, INC.; DTY WEALTH PLANNING SOLUTIONS; DOWD FINANCIAL GROUP, INC.; DONALD G. FOREMAN & CO. CPAS; DELUCA WEALTH MANAGEMENT; DELAWARE ADVISORY GROUP; DAVIS FINANCIAL; CRIFASI ENTERPRISES, INC; CREATIVE WEALTH PARTNERS, LLC; COX WEALTH MANAGEMENT; CORUJO FINANCIAL SERVICES, INC.; CLEARPATH CAPITAL MANAGEMENT, LLC; CERTIFIED MARKETING CENTERS; CEI FINANCIAL PLANNING; BROWN FINANCIAL GROUP; BRADLEY TEETS INVESTMENT SERVICES; BERGEY FINANCIAL; BENEDICT A MINTCHELL JR, INC.; BDR WEALTH MANAGEMENT LLC; BAKER FINANCIAL SERVICES; APEX FINANCIAL SERVICES GROUP; ANTHONY LOCASCIO CONSULTING, LLC; AMG LEGACY PLANNING; AMG CAPITAL, LLC; ALLIANCE WEALTH ADVISORS; AJS WEALTH MANAGEMENT GROUP; AARON SWANIER

IA scope

ACTIVE

SEC IA file

801-63048

Branches

264

Disclosure events

YES

HQ

FT. LAUDERDALE, FL, 33308, United States

Run KYC screen

Check KOVACK ADVISORS, INC. across OFAC + UFLPA + CSL + SAM + OIG + DOJ + CFTC + CFPB + courts + Fed + NHTSA + CISA + FINRA ↗