# STONE, STEPHEN B.

> FINRA firm 141180 · INACTIVE · **⚠ HAS DISCLOSURE EVENTS** · LAS VEGAS, NV

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 141180
- **Firm name:** STONE, STEPHEN B.
- **Other names:** STEPHEN B. STONE AND COMPANY, STONE, STEPHEN B.
- **Investment Adviser scope:** INACTIVE
- **Branches:** 0
- **Has disclosure events:** YES
- **Headquarters:** LAS VEGAS, NV, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/141180

## Citation

> FINRA BrokerCheck, firm 141180 (STONE, STEPHEN B.). Retrieved via AI Analytics 2026-05-19 from https://api.ai-analytics.org/broker/141180.

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