# WL ROSS & CO. LLC

> FINRA firm 141854 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · DALLAS, TX

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 141854
- **Firm name:** WL ROSS & CO. LLC
- **Other names:** WL ROSS & CO. LLC, WLR ASIA
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-67779
- **Branches:** 1
- **Has disclosure events:** YES
- **Headquarters:** DALLAS, TX, 75201, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/141854

## Citation

> FINRA BrokerCheck, firm 141854 (WL ROSS & CO. LLC). Retrieved via AI Analytics 2026-07-09 from https://api.ai-analytics.org/broker/141854.

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